Web31 Jul 2024 · Korea SFC announces oversight measures for short selling July 31, 2024 Finadium Editorial Team FSC Chairman Kim Joo-hyun presided over a joint meeting with … Web18 Oct 2024 · On 12 October 2024, the Hong Kong Securities and Futures Commission (“ SFC ”) reprimanded and imposed a HK$1.75 million fine on Asia Research & Capital Management Limited (“ ARCM ”), a Hong Kong licensed corporation (“ LC ”), for its failure to:

Short Position Reporting Regime Hauzen LLP

Web9 Oct 2011 · The SFC's new chief, Ashley Alder, moves to calm short-selling fears, but issues a reminder that it will shortly be introducing a short-position reporting regime to enhance transparency. ... At the same time he stressed that the SFC would not hesitate to take immediate action to deter any manipulative or abusive short-selling practices. ... Web14 Oct 2024 · The Securities and Futures Commission (SFC) of Hong Kong has fined a hedge fund HK $1.75mn for failures relating to its non-compliance with the EU’s short selling regime. The SFC also banned the fund’s former Head of Compliance for two months from October 2024 to December 2024. chrisean rock was born

How an Investor Can Make Money Short Selling Stocks

Web1.3 Short selling therefore plays an important and beneficial role in the orderly and effective functioning of financial markets, by supporting liquidity and risk management and … Web14 Oct 2024 · The Short Selling Regulation 2012 (SSR) sets out thresholds for when a firm is required to notify the FCA and disclose to the public details of net short positions held. … Web14 Oct 2024 · The Securities and Futures Commission (SFC) of Hong Kong has fined a hedge fund HK $1.75mn for failures relating to its non-compliance with the EU’s short … chrisean rock wallpaper